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NATIVE COPPER CHARACTERISTICS DEMONSTRATED IN THE "NEUBAUER
PROCESS"
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David H. Peterson |
| Central States Archaeological Societies 2003
Summer Journal |
Two Harbors, Minnesota |
This experiment, through application of the Neubauer Process,
reports on the selection of twelve native copper specimens from
the Lake Superior basin and follows each specimen's manufacture
into ancient tool and ornament forms by annealing and pounding.
Native copper, naturally occurring 99.75-99.98% pure copper, is a unique
metal found throughout the Lake Superior basin, inclding Ontario, Michigan,
Minnesota and Wisconsin. Native copper does occur in the Appalachian Piedmont
area of Georgia, Tennessee, Virginia and North and South Carolina and at
several other locations around the world; however, the Lake Superior basin
native copper is unique because of the random trace elements such as silver,
arsenic, nickel and iron. These trace elements provide unique mineral combinations
to the lake basin copper deposits such as half-breed (silver and copper)
and Mohawkite (Cu3A5 or Cu6A5) nuggets and float. These combinations exhibit
vastly different malleability characteristics when annealed and pounded as
compared to relatively pure native copper.

Copper tools whose wood hafting remains have been preserved
due to anti-bacterial protection by copper oxides have been radiocarbon
dated to 6800 BP at South Fowl Lake, Minnesota, site 21CK1. This
date for a completed copper tool and inferred technology indicates
that the people who inhabited the Lake Superior basin from 7000
to perhaps as early as 8000 years BP were utilizing amygdaloidal
native copper or native copper float deposited by the glacial
retreat 10000-12000 BP. They mined the amygdaloidal native copper,
as evidenced by thousands of man made pits found in Minnesota,
Wisconsin, Ontario, Isle Royale and the Upper Peninsula of Michigan.

A skillful, energetic and prolific experimental archaeologist,
Joseph Neubauer Sr., has been an active professional metal and
coppersmith for over sixty-five years and has manufactured hundreds
of native copper specimens into hundreds of tool and ornamental
forms identical to the artifacts left behind by ancient copper
workers. The manufacturing steps termed the Neubauer Process,
published in Central States Archaeological Journal, Vol. 50,
No. 2 Spring , 2003, documents the fundamentals that Joe has
learned and applied to native copper. These manufacturing fundamentals
definitely mirror the debitage and final forms created by the
ancients. Native copper can be transformed by hand from its natural
condition into shapes by a patient, meticulous and precise application
of heat (to soften) and pounding to shape and harden. Repeating
the anneal-pound cycle for up to thirty cycles will manufacture
tool forms such as shouldered obverse and reverse ridged spear
points and long arm-twisted ulu crescent knives. Smelting or
melting has not been required.
The experiment being reported was to follow the characteristics found in
twelve native copper specimens from Upper Michigan's Keweenaw Peninsula.
The specimens were selected for the purpose to anneal and pound them into
a completed tool form identical to at least one known ancient artifact. Hidden
or minute mineralization of elements or molecules differ from pure copper
and develop into flaws and appear at any cycle and often rendered pounded
ingots useless for the intended form. In the first year of this four-year
study, Joe learned that the nugget determines the cubic ingot size and the
pureness of copper mineralization determines a potential final tool form.
A standard or repeatable form is possible, but standardization of actual
size, mass, length and width could never be accomplished or predetermined.
The nugget determines the ingot sequence, which determines the final tool
form and size. The coppersmith must follow the characteristics provided by
the copper and other mineralization found within that specific ingot and
cannot with certainty carry a nugget from a preconceived tool form to completion.
Surface bubbles appear on dozens of copper ingots and final tool forms, which
may be mineralization such as feldspars or calcite being vaporized and expanding
within the native copper mass. These bubbles form anytime from the first
to the last anneal and appear without any predictability. The bubbles do
not interfere with ingot malleability or the tool's final function, e.g.,
strength.

In 2001, twelve nuggets were culled from hundreds of native
copper specimens at Houghton, Michigan's Keweenaw Gem and Gift.
This mineral supply company, owned and operated by Cindy and
Ken Flood, provided native copper specimens and expert geological
consultation. All nuggets had been cut or tumbled clean. This
allowed Joe, Ken and the author to analyze, in detail, every
surface feature and apparent mass solidness of hundreds of specimens
prior to selection of the final twelve study specimens. The final
twelve nuggets were selected to demonstrate a range of natural
conditions such as graininess, density, mineralization of compounds
different than copper, amygdule-fissure, float, color and size.
Size is very important because copper is a very tough, hard to
chisel-cut substance even when annealed into a softened state.
Much time and energy is applied to large nuggets in order to
reduce the mass to smaller ingots. A large specimen becomes far
too difficult for the efficiency of time and task vs. creating
a functional tool. This may explain the lack of large-sized artifacts
and the lack of standardization from the tens of thousands of
copper artifacts found throughout North America. Even in America's
fertile eastern Wisconsin "fields" of copper artifacts,
there does not appear to be a standard size found with any particular
artifact tool or ornament form.
The twelve raw native copper nuggets were weighed, visually studied and photographed.
All nuggets were analyzed and photographed immediately after the first anneal
(heated to red hot in a white oak ember bed) prior to the first pounding,
which initiates the beginning of cubic ingot formation. Additional documentation
with photography of all specimens occurred when the ingots began their conversion
to smaller masses due to flaws which demanded chiseling (cutting) or pounding
off flawed flakes, wings, scales or small masses. Chiseling was impacted
upon the natural lines of flaws found through the anneal-pound cycles in
order to cut the original mass into usable smaller ingots that could go forward
in the manufacturing process to create some type of a smaller tool or ornament
form.
As the chart and photographs demonstrate, one Mohawkite specimen was saved
without any application as a control sample, two Mohawkite specimens were
useless because they crumbled into unusable small pieces early in the anneal-pound
cycling, four of the solid float specimens produced at least one final tool
form, three apparently solid float nuggets were so filled with mineralization
that they were discarded early in the anneal-pound cycles and one half-breed
amydaloidal specimen was a high percent native silver and resisted malleability
and was discarded due to crumbling after the third anneal. Many of the discarded
specimens did not exhibit serious mineralization and the resultant flaws
until numerous anneal-pound cycles had impacted the specimen. The cracks,
gaps and holes that develop, as minerals other than copper are annealed and
pounded out of the original mass, are defined as flaws. The mineralization
of elements and compounds other than copper was often deep within the mass
and were not released until the cubic rectangular ingot was being formed.

Native copper nugget number eleven was a "mother lode" for
production. Ken Flood has cut specimens, such as number eleven,
into thin slices from native copper float or amygdules with diamond
saws for display and mineral sale. These slabs are manufactured
with modern technology but provide an unusual ability for an
experimental archaeologist to apply keen visual inspection for
mineralization and flaws. A density test with a Jolly balance
can also be used to define specific gravity and hence the probable
purity of a copper mass. This experiment did not use the Jolly
balance test for density. Slab specimens are excellent samples
for the anneal-pound cycle, Neubauer Process, as they are genuine
float or amygdaloidal copper but expose a greater surface area,
which provides a quick comprehensive visual analysis. The experimenter
is less likely to waste time and energy creating an ingot that
cannot physically endure the numerous anneal-pound cycles required
for a final tool form production.
The ability to cut and create slab forms of native copper with
diamond saws was not an option the ancient copper masters could
use. However, the ancients could and clearly did obtain near
perfect masses of copper by annealing and pounding off flakes
or smaller masses of pure copper from the many large copper float
erratic boulders found throughout the copper ranges. The famous
Ontonagon boulder from the Ontonagon River demonstrates around
its entire surface the worrying off of smaller copper masses
by the ancients. The smaller pieces of copper mass obtained in
this manner would have provided the ancients with a flawless
mass from which they could pound flawless ingots. This is because
the mass, without internal flaws, could clearly be moved back
into itself to form the required cubic rectangular ingot that
is a critical step in the Neubauer Process.
Nugget eleven was an excellent example of the variety and quality
of tools that can be pounded from a relatively small specimen.
The processing of the specimen from a raw slab of float into
seven final tool forms provides an excellent example of the Neubauer
Process.
Native float nugget number eleven produced seven excellent, strong, unflawed
final tool forms, from the difficult twisted stem ulus (requiring 22 anneal-pound
cycles) to simple awls (requiring 7 anneal-pound cycles). This demonstrates
the wide range of tools that can be chiseled off smaller ingots along natural
flaws, pockets and lines that occur in the original mass.

The flaws, pockets and cracks reveal themselves in the anneal-pound process.
Sorting dozens of slabbed specimens with obvious mineralizations helped avoid
poor quality specimens in the process. The nugget selected indeed yielded
a very low percentage of debitage, discarded chips, red dust and grainy marl
waste by-products. Comparing the original nugget weight to the weight of
all completed tools and scraps proved the solid mass. A Jolly balance test
for density was not used; hence, it demonstrates that ancient copper workers
could have selected native masses that would have been cost-effective to
manufacture tools from. It also demonstrates that some raw nuggets are totally
hopeless and crumble with the anneal-pounding after the first cycle. This
might indicate that trading cubic rectangular ingots or finished tool forms
would have been the most cost-effective commodities from the copper ranges
of upper Michigan thousands of years ago. Joe pounds and throws approximately
four times as much mass unto his junk debitage pile as the total mass found
in his completed tools.
The nugget yielded seven final tools by only applying heat from oak embers,
pounding, chiseling to cut, bending and limited abrasion by sandstone. Modern
steel hammers and anvils were used throughout the experiment to increase
the speed of production. Rock hammers and anvils of hardened copper, rock
or wood produce the same results as modern tools but require more time on
task. In all instances swedging was required as the applied physical force
vectors applied to the obverse surface of a cubic rectangular ingot transfers
through the ingot's mass unto the reverse side (180 degrees opposite), which
is contiguous to the anvil's surface. This is the inevitable and only application
of force to the molecular structure of native copper mass, and it is why
the cubic rectangular form is a critical step in the Neubauer Process. The
cubic rectangular form is very common debitage found at ancient worksites
and campsites.
No bubbles were realized on any of specimen number eleven's final tool forms
and none were observed on the ingot's surfaces during the manufacturing cycles
of this nugget. It is speculated that the 3/16-inch even thickness of this
slab may have allowed for any mineralization to vaporize during annealing.
The twisted arm ulu exhibits flow lines or pressure ridges where the copper
mass bunches up into ridges as the long form of an arm is drawn out and bent
from the cubic rectangular ingot. This pressure ridge or flow line characteristic
is observed on many anneal-pounded tools, especially those exhibiting length
and bending.
Several tools show a layered characteristic, which appears to indicate a
folding of a thinner sheet into the final tool's form. In all instances,
this folded appearance is derived from pounding the ingot flawed internal
mass and not from folding a thin sheet into a thicker mass.
The final seven tool forms were determined after the third and through the
seventh anneal-pound cycle and only after a solid cubic rectangular shape
could be produced. The shape and size of the completed cubic ingot then,
and only then, was the critical factor which led into final tool production.
No melting or smelting was required or necessary for any of these tool forms
or several hundreds of other Neubauer Process completed tool and ornament
forms.
The debitage, dust, cracked and flawed ingots, photographs and finished tool
forms for the entire set of twelve original copper specimens have been saved
and are available for further study. Included with this saved set of data
are examples of ingots and tools with surface bubbles, ingots and finished
tools with silver inclusions and bubbles on the same tool, anneal-pounded
tools with a folded appearance, tools with pressure ridges and/or flow lines
and deep-shouldered socketed spear points. All experimentation has been accomplished
through the unique approach provided by the Neubauer Process.
Acknowledgments
Advisors: Kenneth Flood, Houghton, Michigan
Bergstrom Associates, Mora, Minnesota
Tom Amble, Minnesota History Center, St. Paul Minnesota
See CSASI 2003 Spring Red
Metal Poundings And The "Neubauer Process"
See CSASI 2004 January The
Neubauer Process: 1999-2003 Observations
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